Thinking of suing your financial advisor?
Want to find out your chances of success?
Ask an industry leading attorney!

Find out if you have a viable claim!
Contact me for a free claim evaluation!

Toll-free at (800) 673-3243
or locally at (860) 677-4334

REPRESENTING INVESTORS NATIONWIDE

In the past 35 years, Howard Rosenfield has represented thousands of investors attempting to recover assets lost through fraud or broker/ advisor misconduct.
His clients have recovered tens of millions of dollars in lost assets
He offers a free case evaluation and initial consultation
Attorney Howard Rosenfield has over 35 years of experience litigating all types of securities disputes, including:

✓ ELDER FRAUD / FINANCIAL EXPLOITATION OF THE ELDERLY

✓ VARIABLE ANNUITIES

✓ ALTERNATIVE INVESTMENTS

✓ FAILURE TO SUPERVISE

✓ OIL AND GAS PARTNERSHIPS

✓ LEVERAGED  (“ETFS”) EXCHANGE TRADED FUNDS

✓ MUTUAL FUND SWITCHING

✓ PRIVATE PLACEMENTS

✓ BREACH OF FIDUCIARY DUTY

✓ CHURNING (EXCESSIVE TRADING)

✓ FAILURE TO DIVERSIFY

✓ MARGIN ACCOUNT ABUSE

✓ MISREPRESENTATION AND OMISSIONS (COMMON LAW FRAUD)

✓ PUMP AND DUMP SCHEMES

✓ SELF-DEALING

✓ SUITABILITY

✓ QUANTITATIVE SUITABILITY

✓ TENANTS IN COMMON (“TIC”) 1031 EXCHANGE

✓ UNAUTHORIZED TRADING

✓ SECURITIES FRAUD

✓ OVER CONCENTRATION

✓ FAILURE TO EXECUTE

✓ BREACH OF CONTRACT

WE GUIDE YOU THROUGH THE FINRA ARBITRATION MAZE

Step 1 – Free Consultation

If you believe that you may be the victim of improper conduct by your financial advisor or stockbroker, you need a Investment Recovery Attorney to hold your advisor or brokerage firm accountable. The Law Offices of Howard Rosenfield offers a free consultation and will work with you to help recover your losses.

Step 2 – Detailed Analysis

The process may start with a detailed account analysis to discover the extent of your losses. With this information, you and your lawyers can demonstrate and quantify the amount of your loss due to advisor misconduct.

Step 3 – Arbitration

The Law Offices of Howard Rosenfield resolves investment disputes through mediation and arbitration facilities of FINRA and other arbitration venues. With Over 35 years of experience, Howard Rosenfield is the Investment Recovery Attorney for you.

Step 4 – Recover

Once you have the profit & loss analysis, you will have the ammunition needed to demonstrate the connection between the improper sales practices and the losses suffered in the account. You may be awarded out-of- pocket damages combined with interest, or you may be awarded market-adjusted damages that include both the money you invested and the money you would have earned if your broker made responsible decisions.

CALL FOR A FREE CLAIM EVALUATION TODAY

(800) 673-3243
(860) 677-4334