The Florida Bar Board Certified
Connecticut Bar Association
American Bar Association
American Arbitration Association
American Association for Justice
Center for International Legal Studies
Lawyers of Distinction 2020

Leveraged “ETFs” (Exchange Traded Funds)

Make Sure You’re Not the Victim of Misused Exchange Traded Funds

Exchange Traded Funds (ETFs) were developed to create a more liquid market in sector funds. However, leveraged ETFs are designed to be tactical trading instruments, specifically not for “buy and hold” investors. Because of strict leverage requirements, even if you are correct about the direction of a market sector or the underlying investment, the complexity and leverage of the ETF can completely destroy the performance. As a result, leveraged ETFs make up only a very small percentage of the ETF marketplace.

Did You Suffer Losses Due to Leveraged ETF’s? Recover Your Losses!

Because of the misuse of ETFs, FINRA issued a Regulatory Notice which warns investors that because inverse and leveraged ETFs are typically reset every day, they are unsuitable for retail investors who plan to hold them for more than one trading session. If your broker or advisor has sold you any leveraged ETFs or Inverse ETFs, or purchased any leveraged ETFs or Inverse ETFs in your accounts, and you have lost money on these investments, you may be entitled to recover these losses.

To help us evaluate your chances for a successful recovery for a “Leveraged Exchange Traded Funds” claim we offer a free and confidential claim evaluation.

Client Reviews
Howard Rosenfield is truly a life saver. After months of working with my financial advisor, I found out he was making risky investments without my knowledge. When I discovered how much money I lost, I thought there was nothing I could do. Howard explained all the difficult terms and what exactly my financial advisor did wrong. If it wasn't for Howard, I would never have recovered my losses and would be under extreme financial distress to this day. J.
Howard’s experience and advice throughout this ordeal was invaluable and reassuring. The law in general is complicated, difficult to understand and very personal. Financial misappropriation is even more personal but Howard’s years of experience and calm demeanor helped keep me calm, focused and moving forward. For anyone in need of a knowledgeable and experienced Investment Recovery Attorney I strongly recommend Howard. Laura
I was filled with anxiety and stress when I selected Attorney Howard Rosenfield to represent me. Instantaneously, I felt comfortable and at ease. Attorney Rosenfield listens attentively to the facts and asks questions and competently reiterates and verifies the accuracy and completeness of my statements. Perseverance, trustworthy and superb legal and communication skills mark Attorney Rosenfield to be one of the best in his field of law. Helen