Variable Annuity Rider Recovery

Do you feel you were wrongfully advised by a financial adviser to purchase variable annuities? You may be eligible to recover your losses. Contact us for a FREE consultation to see if we can help you recover your losses. […]

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Financial Elder Abuse – Get Help Now

Unfortunately, Financial Elder Abuse is quite common. If you or someone you know has been taken advantage of, we can help recover losses. Contact us for a FREE consultation to see if we can help you recover your losses. […]

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What Went Wrong with LJM Preservation and Growth Fund (And What Investors Should Do Next)

 A Dark Day for Investors in the Misleading LJM Preservation and Growth Fund Feb. 5th and 6th 2018 were dark days for investors in LJM Preservation and Growth Fund. The LJM Preservation and Growth Fund (LJMIX) plummeted over 80% (from a price of $10.34 to $1.94) in two days. See Figure 1.  “It may be the biggest […]

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Questions You Should Ask Your Financial Advisor Today

Everybody wants their finances in tip top shape. Nobody wishes to see curveballs thrown at them in any capacity of life. This includes the financial world, where curveballs happen on a daily basis. Yet we are able to best prepare ourselves for such situations by arming ourselves with the top people to assist us. For […]

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Don’t Be a Victim of Broker Misconduct

Howard M. Rosenfield, an Investment Fraud Attorney located in Farmington, Connecticut, and Boca Raton, Florida, helps investors throughout the U.S. who have suffered financial losses due to broker misconduct through arbitration and mediation proceedings before FINRA, and the American Arbitration Association (AAA). Broker Misconduct May Include Recommending Unsuitable Investments Attorney Rosenfield emphasizes that broker misconduct […]

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YOU TOO CAN RECOVER FROM ADVISOR MISCONDUCT

Howard M. Rosenfield, an Investment Fraud Attorney located in Farmington, Connecticut, and Boca Raton, Florida, helps investors throughout the U.S. to recover financial losses due to financial advisor misconduct through arbitration and mediation proceedings before FINRA, JAMS, and the American Arbitration Association (AAA). Attorney Rosenfield emphasizes that financial services misconduct may include the recommendation of […]

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INVESTMENT LOSSES AND FINANCIAL ADVISOR WRONGDOING

Will Rogers supposedly said, “It’s easy to make money in the stock market; buy a stock when it’s down, and sell it when it goes up. And if it doesn’t go up, don’t buy it!” We still get a chuckle from this because we all know that the market fluctuates in value. The task before […]

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INVESTOR ALERT – ANNUITY EXCHANGE ABUSE

FINRA and its predecessor, The National Association of Securities Dealers, has undertaken various enforcement actions to alert the brokerage industry and the investing public that generally, the exchange or replacement of Insurance or Annuity contracts is NOT a good idea. The reasons include the following:     New charges may be imposed with the new contract, or […]

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YOU MAY HAVE A TARGET ON YOUR BACK

Why Variable Annuities May Not Be For You       You are being targeted by your friendly insurance/securities broker.  As you may be aware, financial misconduct is one of the fastest growing industries in our country.  While brokerage firms pretend that investor protection and fair dealing with customers is the “foundation” of the securities industry, abuses […]

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VARIABLE ANNUITIES: THE SECONDHAND SMOKE OF INVESTMENTS

A well-known Investment Advisor recently called Variable Annuities the ‘cigarettes of the investment world.” What apparently is meant by the quote is that Variable Annuities may be toxic to your financial health. Why? Because the promises made by the sellers of these products are too good to be true. And what are those promises? Here […]

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