Don’t Be a Victim of Broker Misconduct

Howard M. Rosenfield, an Investment Fraud Attorney located in Farmington, Connecticut, and Boca Raton, Florida, helps investors throughout the U.S. who have suffered financial losses due to broker misconduct through arbitration and mediation proceedings before FINRA, and the American Arbitration Association (AAA).

Broker Misconduct May Include Recommending Unsuitable Investments

Attorney Rosenfield emphasizes that broker misconduct may include the recommendation of investments that were unsuitable in light of an investor’s background, experience, knowledge, or financial needs. Every customer has the right to demand mediation or arbitration of any dispute with his or her broker or brokerage firm. Because arbitration is prompt and less costly than going to court, Attorney Rosenfield, resolves investment disputes through the mediation and arbitration facilities of FINRA, and the AAA.

“Our mission, is to assist investors in the recovery of assets lost through broker or brokerage firm misconduct. My goal is to make the client whole through the mediation or arbitration process.”

35 Years Helping Defrauded Investors Recover Their Losses

Holding a bachelor’s degree from The Evergreen State College, Attorney Rosenfield offers his experience, skill, and expertise in achieving restitution for defrauded investors. He achieved the designation of Juris Doctor (J.D.) from the California Western School of Law and is involved with several professional organizations including the Public Investors Arbitration Bar Association (PIABA), Connecticut Trial Lawyers Association, Florida Bar, Connecticut Bar, and the American Bar Associations. Sharing his expertise, Attorney Rosenfield participates in the Connecticut Bar Association’s seminars that include Securities Arbitration, Recoveries for Madoff-like Victims, and International Arbitration.

For more information about how to recover your assets from investment fraud by a financial advisor or brokerage firm, contact Attorney Howard Rosenfield at 1-860-677-4334 or email Attorney Rosenfield is also available to speak on specific subject matter topics related to investment fraud.